Government and Not for Profit – SEC Enforcements Project

There are total 7 articles from the Web link that are provided in the Excel file ll provide the Excel file). The following 7 artlicle titles show below:
1> SEC Charges Allen Park, Mich. and Two Former City Leaders in Fraudulent Muni Bond Offering for Movie Studio Project (Nov. 6, 2014)
2> In the Matter of John F. Kendrick, Securities Exchange Act Release No. 62500, A.P. File No. 3-13830 (July 14, 2010).
3> In the Matter of William B. Blount, Securities Exchange Act Release No. 62549, A.P. File No. 3-13974 (July 22, 2010).
4> In the Matter of Banc of America Securities LLC, now known as Merrill Lynch, Pierce, Fenner & Smith Incorporated, successor by merger, Securities Exchange Act Release No. 63451, A.P. File No. 3-14153 (December 7, 2010).
5> Opinion of the U.S. Court of Appeals in Dolphin and Bradbury, Incorporated and Robert J. Bradbury v. SEC (Jan. 11, 2008)
6> SEC v. Charles E. LeCroy, and Douglas W. MacFaddin, Civ. Action No. cv-09 U/B 2238-S (N.D. Ala.), Litigation Release No. 21280 (November 4, 2009).
7> SEC v. Wachovia Securities, LLC, Civ. Case No. 09 CV 743 (N.D. Ill.), Litigation Release No. 20885 (February 5, 2009) (SEC Finalizes ARS Settlement with Wachovia, Providing Over $7 Billion in Liquidity to Investors).

Instruction:
1. Open each article from the Web link in provided Excel book (Just double click on the title name) and read the articles.
2. Answer the following questions in column in Excell book:
Category, Type of Enforcement, Date, Plaintiff, Defendant(s), Relationship to Issuer (General), Relationship to Issuer (Specific Title), Issuer Type, Issuer Name,County,State,Issue/Case,Case (judgement =0, specified = 1),Bond Issue (Millions $),Revenue/General Obligation Bond,Final Order/Result, Amount of Penalty/ Fine ($), Cut and past the final ruling, Summary of the final Order/Result (less than 50 words), Qualitative analysis (less than 250 words)
3. There are 3 Example Articles with the completed answer of all questions (High lighted in Yellow). Please follow these example artiles to do with the 7 artiles are assigned in Excel.

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